Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Klee is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Christine has been in the financial services industry for over 22 years. Christine holds the Series 63, Series 66, Series 7, Series 9, Series 10, and SIE licenses. Christine's previous experience includes working at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Christine has been registered with the state of New York since 2017. Christine works with individuals, corporations, businesses, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KINGSTON NY)
NY
12/09/2010 - 01/10/2017
WELLS FARGO CLEARING SERVICES, LLC (KINGSTON NY)
NY
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (KINGSTON NY)
NY
12/21/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KINGSTON NY)
BOTH
Issued 09/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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