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Christine Louise Fountain

Kestra Investment Services, LLC

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About Christine Louise Fountain

Christine Fountain is a financial advisor with over 15 years of experience in the industry. Christine has a strong background in the securities industry, having held positions at several well-known firms, including Wells Fargo Advisors, LLC and LPL FINANCIAL LLC. Christine currently holds a Series 7 and Series 63 license, as well as the Securities Industry Essentials (SIE) Exam. Christine works with clients at the Burbank, CA branch of Kestra Investment Services, LLC.

Firm Information

Christine Fountain is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Fountain’s Registration & Firm History

CA

02/28/2014 - Present

Kestra Investment Services, LLC (Burbank CA)

CA

09/18/2012 - 03/05/2014

LPL FINANCIAL LLC (WOODLAND HILLS CA)

CA

03/04/2008 - 09/19/2012

WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)

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Licenses & Designations

BC

Issued 04/04/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Louise Fountain.
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