Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Liou is a securities professional with over 15 years of experience in the financial services industry. Christine is currently registered with Nylife Securities LLC and holds Series 6, 6TO, and SIE licenses, as well as the Series 63. Prior to joining Nylife Securities LLC, Christine has worked for several other firms including Citigroup Global Markets Inc., Morgan Stanley Smith Barney, and Chase Investment Services Corp. Christine specializes in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/17/2023 - Present
Nylife Securities LLC (Flushing NY)
NY
05/22/2009 - 08/18/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/01/2009 - 10/13/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
05/26/2006 - 01/13/2009
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BC
Issued 06/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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