Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Embling is a financial advisor registered with Equity Services, Inc.. Christine has been working in the financial services industry since February 1995. Christine Embling provides financial planning and portfolio management services to individuals, businesses, and retirement plans. Christine is licensed to sell securities in New Jersey, New York, and Vermont. Christine is also registered as an investment advisor representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/18/2022 - Present
Equity Services, Inc. (ROCHESTER NY)
SC
05/02/2012 - 11/08/2012
LPL FINANCIAL LLC (FORT MILL SC)
OH
01/29/2009 - 04/18/2012
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
07/01/2008 - 12/31/2010
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
DE
07/07/2008 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
06/27/2007 - 06/23/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/05/2005 - 06/15/2007
HSBC SECURITIES (USA) INC. (WEBSTER NY)
NE
12/18/2003 - 06/13/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
SC
06/18/2002 - 12/11/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
06/11/2002 - 06/12/2002
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
SC
09/24/1999 - 06/07/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
07/08/1999 - 09/09/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
03/15/1999 - 06/25/1999
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
IA
01/02/1998 - 03/15/1999
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
04/16/1997 - 12/31/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
04/03/1996 - 03/14/1997
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
02/16/1994 - 04/19/1995
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
NJ
08/24/1993 - 12/17/1993
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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