Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Lee is a financial professional with over 14 years of experience in the securities industry. Christine has a strong track record of success in the financial services industry. Christine is currently a registered representative with Liquidnet, Inc. Previously, Christine was employed at ITG INC. Christine holds the Series 4, Series 7, Series 24, Series 55, Series 57TO, and Series 63 licenses. Christine is also a registered representative in California, Delaware, Illinois, Massachusetts, New York, Ohio, Oregon, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/02/2014 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
10/20/2008 - 01/02/2014
ITG INC. (NEW YORK NY)
BC
Issued 01/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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