Unclaimed
Christine Laspina is a financial advisor registered with RBC Capital Markets, LLC. Christine has been in the industry for over 23 years. Christine has worked in various roles at firms such as PNC Investments, Wells Fargo Advisors, LLC and Morgan Stanley Smith Barney. Christine has a Series 63 and Series 65 license as well as a Series 7, Series 9, Series 10 and Series 31 license. Christine is also registered as an investment advisor in New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/03/2019 - Present
RBC Capital Markets, LLC (RED BANK NJ)
NJ
02/22/2010 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (TOMS RIVER NJ)
NJ
01/01/2008 - 08/25/2009
WELLS FARGO ADVISORS, LLC (WALL TOWNSHIP NJ)
NJ
07/17/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WALL TOWNSHIP NJ)
PA
01/01/2004 - 09/21/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
12/05/2001 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
MO
10/01/2000 - 11/13/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/29/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 02/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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