Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Fleming is a financial advisor with Wellington Funds Distributors Inc. Christine has been in the financial services industry for over eight years, and holds the Series 7 and Series 63 securities licenses. Christine is registered to offer investment advice in 51 states, including California, where Christine is currently located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/27/2016 - Present
Wellington Funds Distributors Inc. (SAN FRANCISCO CA)
BC
Issued 01/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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