Unclaimed
Christine Gustafson is a financial advisor with Ameriprise Financial Services, LLC, working in Phoenix, Arizona. Christine has over 38 years of experience in the financial services industry and holds multiple licenses and certifications, including Series 7, Series 31, Series 63, and Series 65. Prior to joining Ameriprise, Christine worked at UBS Financial Services Inc. for 15 years. Christine provides financial planning, asset allocation services, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/15/2022 - Present
Ameriprise Financial Services, LLC (Phoenix AZ)
AZ
04/27/2007 - 04/25/2022
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
AZ
04/02/2007 - 05/02/2007
MORGAN STANLEY & CO., INCORPORATED (SCOTTSDALE AZ)
AZ
06/14/1994 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
NY
04/22/1988 - 06/15/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/25/1984 - 05/06/1988
PAINEWEBBER INCORPORATED
IA
Issued 05/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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