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Christine Figueroa

Pershing LLC

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About Christine Figueroa

Christine Figueroa is a Registered Representative associated with Pershing LLC. Christine has been in the securities industry for over 10 years and is a Series 99 licensed professional. Christine holds the Securities Industry Essentials Examination (SIE) license and has worked in the securities industry since December 12, 2012.

Firm Information

Christine Figueroa is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Figueroa’s Registration & Firm History

NJ

12/13/2012 - Present

Pershing LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Figueroa.
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