Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Elizabeth Simek is an investment advisor representative with Pruco Securities, LLC. Christine has been working in the financial services industry since May 2, 2004 and has held previous positions with J.P. Morgan Securities LLC, Chase Investment Services Corp., Transamerica Capital, Inc., and Guaranty Brokerage Services, Inc. Christine has passed several industry exams including Series 6, 7, 10, 24, 52TO, 53, 63, 66 and SIE, and holds a FINRA Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
TX
07/14/2023 - Present
Pruco Securities, LLC (Plano TX)
TX
10/01/2012 - 12/05/2022
J.P. MORGAN SECURITIES LLC (FLOWER MOUND TX)
TX
01/20/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LEWISVILLE TX)
CO
11/12/2008 - 12/04/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
02/03/2003 - 05/07/2008
GUARANTY BROKERAGE SERVICES, INC. (DALLAS TX)
BOTH
Issued 03/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/14/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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