Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Elizabeth Raab has over 30 years of experience in the financial services industry. Christine joined Mizuho Securities USA LLC in 2020 and is registered with FINRA as a General Securities Principal. Christine holds the Series 3, 7, 24 and 63 licenses. Prior to joining Mizuho Securities USA LLC, Christine worked at MORGAN STANLEY MARKET PRODUCTS INC. and MORGAN STANLEY & CO., INCORPORATED. Christine has been registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/12/2002 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
07/28/1987 - 12/16/1998
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
09/21/1983 - 12/16/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1989
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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