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Christine Denise Sisler

Cetera Investment Services LLC

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About Christine Denise Sisler

Christine Sisler is a financial advisor with Cetera Investment Services LLC. Christine has been in the industry since September 25, 2007. Christine is registered with the following states: Florida, Maryland, North Carolina, Pennsylvania, Virginia, and West Virginia. Christine holds the Series 63, Series 7, Series 65, and SIE licenses. Christine is also registered with FINRA.

Firm Information

Christine Sisler is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Sisler’s Registration & Firm History

MD

09/25/2007 - Present

Cetera Investment Services LLC (OAKLAND MD)

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Licenses & Designations

IA

Issued 06/04/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Denise Sisler.
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