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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Randolph is a financial advisor with over 30 years of experience in the financial services industry. Christine is currently registered with Morgan Stanley in Delaware and Arizona, and holds registrations in over 30 states for both securities and investment advisory services. Christine has worked with several other firms before joining Morgan Stanley. Christine has held numerous industry licenses and designations including Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 31, and Series 4. Christine is a recognized expert in financial planning, investment management, and asset allocation. Christine's expertise has helped a wide range of clients, including individuals, families, businesses, and institutions, reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
09/04/2018 - Present
Morgan Stanley (Greenville DE)
DE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WILMINGTON DE)
DE
02/13/2001 - 04/02/2007
MORGAN STANLEY DW INC. (WILMINGTON DE)
NY
03/04/1998 - 03/14/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
07/30/1992 - 11/12/1997
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/1998
Series 4 - Registered Options Principal Examination
BC
Issued 08/30/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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