Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Chun is a financial advisor at UBS Financial Services Inc. Christine has been in the financial services industry since 2009 and has experience working with individual investors, corporations, and institutions. Christine is registered with the Financial Industry Regulatory Authority (FINRA) and is also a registered investment advisor. Christine holds the Series 7, Series 63, Series 66, and SIE licenses. She is a graduate of the University of California, Berkeley and has a Master of Business Administration degree from the University of Southern California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/28/2020 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
10/01/2008 - 08/15/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/30/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/04/2005 - 08/21/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2009
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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