Unclaimed
Christine Catherine Mallul is a financial advisor with over 40 years of experience in the financial services industry. Christine is currently registered with LPL Financial LLC. Christine has previously been registered with other firms including SIGMA FINANCIAL CORPORATION, DAVID A. NOYES & COMPANY, HOWE BARNES INVESTMENTS, INC., EVEREN SECURITIES, INC., BLUNT ELLIS & LOEWI INCORPORATED, THOMSON MCKINNON SECURITIES INC., MANLEY, BENNETT, MCDONALD & CO, and SHEARSON/AMERICAN EXPRESS INC. Christine holds multiple licenses including Series 3, 5, 7, 15, 63, and 65, as well as the Securities Industry Essentials Examination. Christine offers financial planning and investment management services for individuals, businesses, and corporations. Christine also provides investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/22/2023 - Present
LPL Financial LLC (HIGHLAND PARK IL)
IL
09/19/2011 - 06/01/2023
SIGMA FINANCIAL CORPORATION (Highland Park IL)
IL
01/02/2004 - 09/19/2011
DAVID A. NOYES & COMPANY (CHICAGO IL)
IL
05/18/1994 - 01/30/2004
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
MO
09/04/1990 - 05/03/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
01/17/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
03/30/1984 - 01/23/1989
THOMSON MCKINNON SECURITIES INC.
NA
03/27/1984 - 07/17/1984
MANLEY, BENNETT, MCDONALD & CO
NA
07/20/1983 - 03/30/1984
SHEARSON/AMERICAN EXPRESS INC.
IA
Issued 08/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1985
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 02/02/1984
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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