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Christine Catherine Hayes

Tiaa-Cref Individual & Institutional Services, LLC

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About Christine Catherine Hayes

Christine Catherine Hayes is a financial advisor with over 30 years of experience in the financial services industry. Christine is currently registered with TIAA-CREF Individual & Institutional Services, LLC, where she has been employed since 2004. Previously, Christine worked for Morgan Stanley, Advest, Inc., Morgan Stanley DW Inc., Salomon Smith Barney Inc., Tucker Anthony Incorporated, PaineWebber Incorporated and Hambrecht & Quist LLC. Christine holds Series 63, 65, 7, 8, 9 and 10 licenses and provides financial planning and portfolio management for individuals and businesses.

Firm Information

Christine Hayes is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Christine Hayes’s Registration & Firm History

MA

06/18/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Newbury MA)

NH

06/29/2018 - 11/03/2022

MORGAN STANLEY (Manchester NH)

MA

07/27/2004 - 06/15/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WALTHAM MA)

CT

06/10/2002 - 06/24/2004

ADVEST, INC. (HARTFORD CT)

NY

04/25/2000 - 06/04/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

05/17/1998 - 05/01/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

MA

01/30/1997 - 09/30/1997

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NJ

06/04/1996 - 02/03/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

CA

06/11/1991 - 06/06/1996

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 07/25/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/13/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Catherine Hayes.
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