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Christine Castellano

Tradeweb Direct LLC

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About Christine Castellano

Christine Castellano is a registered representative with Tradeweb Direct LLC. Christine has been in the securities industry since July 5, 1995. Christine holds the Series 63, SIE, and Series 52 licenses. Christine has worked at Tradeweb Direct LLC, DEALERWEB INC., RAFFERTY CAPITAL MARKETS, LLC, and J.J. KENNY DRAKE, INC. Christine is currently registered with the state of New Jersey.

Firm Information

Christine Castellano is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Castellano’s Registration & Firm History

NJ

09/06/2019 - Present

Tradeweb Direct LLC (JERSEY CITY NJ)

NJ

10/11/2011 - 09/16/2019

DEALERWEB INC. (Jersey City NJ)

NY

03/11/2004 - 10/10/2011

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/06/1995 - 04/30/2004

J.J. KENNY DRAKE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/1995

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Castellano.
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