Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Stern is a financial advisor at LPL Financial LLC. Christine has been in the financial industry for over 30 years. Christine is registered to offer investment advice and securities in several states including California, Texas and New York. Christine is also a registered representative with LPL Financial LLC. Christine has Series 63, 65, 7 and SIE licenses. Christine has worked at LPL Financial LLC since 2005. Christine is also affiliated with the Financial Services Group at SAG-AFTRA Federal Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/30/2013 - Present
LPL Financial LLC (SHERMAN OAKS CA)
NC
08/11/2004 - 04/25/2005
XCU CAPITAL CORPORATION, INC. (RALEIGH NC)
CA
08/20/1997 - 08/18/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
02/09/1995 - 03/21/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/18/1993 - 02/17/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 07/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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