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Christine Breck

Pickwick Capital Partners, LLC

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About Christine Breck

Christine Breck is a financial professional with over 20 years of experience in the financial services industry. Christine is currently registered with Pickwick Capital Partners, LLC. Prior to joining Pickwick Capital Partners, LLC, Christine was employed by AQUEDUCT CAPITAL GROUP, LLC, ACADEMY SECURITIES, INC., WELBORN CAPITAL LLC, R. F. LAFFERTY & CO., INC. and ACCESS SECURITIES, LLC. Christine holds the following securities licenses: Series 63, Series 65, Series 24, Series 57TO, SIE, Series 50, Series 79, Series 55, Series 7. Christine is registered with the following states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Missouri, Nebraska, New Mexico, New York, North Carolina, Pennsylvania, Tennessee, Texas, Wyoming.

Firm Information

Christine Breck is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Breck’s Registration & Firm History

NY

01/16/2013 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

TX

04/07/2022 - 11/04/2022

AQUEDUCT CAPITAL GROUP, LLC (Austin TX)

NY

01/29/2013 - 01/07/2016

ACADEMY SECURITIES, INC. (NEW YORK NY)

NY

05/03/2012 - 12/31/2012

WELBORN CAPITAL LLC (HUDSON NY)

NY

06/21/2012 - 12/21/2012

R. F. LAFFERTY & CO., INC. (NEW YORK NY)

CT

04/07/2000 - 05/04/2012

ACCESS SECURITIES, LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 05/05/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/20/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 05/22/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Breck.
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