Unclaimed
Christine Breck is a financial professional with over 20 years of experience in the financial services industry. Christine is currently registered with Pickwick Capital Partners, LLC. Prior to joining Pickwick Capital Partners, LLC, Christine was employed by AQUEDUCT CAPITAL GROUP, LLC, ACADEMY SECURITIES, INC., WELBORN CAPITAL LLC, R. F. LAFFERTY & CO., INC. and ACCESS SECURITIES, LLC. Christine holds the following securities licenses: Series 63, Series 65, Series 24, Series 57TO, SIE, Series 50, Series 79, Series 55, Series 7. Christine is registered with the following states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Missouri, Nebraska, New Mexico, New York, North Carolina, Pennsylvania, Tennessee, Texas, Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/16/2013 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
TX
04/07/2022 - 11/04/2022
AQUEDUCT CAPITAL GROUP, LLC (Austin TX)
NY
01/29/2013 - 01/07/2016
ACADEMY SECURITIES, INC. (NEW YORK NY)
NY
05/03/2012 - 12/31/2012
WELBORN CAPITAL LLC (HUDSON NY)
NY
06/21/2012 - 12/21/2012
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
CT
04/07/2000 - 05/04/2012
ACCESS SECURITIES, LLC (STAMFORD CT)
BC
Issued 05/05/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/22/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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