Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christine? Claim Your ProfileChristine Baim is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Christine has been working in the financial services industry since 1999. Christine holds Series 4, 7, 9, 10, 24, 52, 53, and 63 licenses, as well as Series 65. Christine is registered to provide investment advisory services in California and Texas. Christine specializes in providing financial planning and investment advisory services to individuals, businesses, corporations, pension plans, trusts, and charitable organizations. Christine works out of the Chandler, Arizona office of Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/01/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
07/06/2005 - 03/09/2011
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
10/15/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
06/01/1998 - 10/07/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/29/1998 - 10/07/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
01/15/1998 - 06/08/1998
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
IA
Issued 06/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/15/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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