Unclaimed
Christine Kemp-hughes is a financial professional with over 20 years of experience in the industry. Christine is a registered representative with Charles Schwab & CO., Inc., and is licensed to provide investment advice and securities services in all 50 states and the District of Columbia. Christine has a broad range of experience, including providing financial planning and advisory services, managing portfolios, and serving as a supervisor. She is a strong advocate for her clients, and works hard to ensure they receive the best possible advice and service. Christine is a valuable asset to any individual or family seeking personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/14/2009 - Present
Charles Schwab & CO., Inc. (Westlake TX)
AZ
11/04/2005 - 12/15/2008
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
TX
04/26/2000 - 09/15/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 05/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/24/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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