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Christine Anne Kemp-hughes

Charles Schwab & CO., Inc.

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About Christine Anne Kemp-hughes

Christine Kemp-hughes is a financial professional with over 20 years of experience in the industry. Christine is a registered representative with Charles Schwab & CO., Inc., and is licensed to provide investment advice and securities services in all 50 states and the District of Columbia. Christine has a broad range of experience, including providing financial planning and advisory services, managing portfolios, and serving as a supervisor. She is a strong advocate for her clients, and works hard to ensure they receive the best possible advice and service. Christine is a valuable asset to any individual or family seeking personalized financial advice and guidance.

Firm Information

Christine Kemp-hughes is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christine Kemp-hughes’s Registration & Firm History

TX

01/14/2009 - Present

Charles Schwab & CO., Inc. (Westlake TX)

AZ

11/04/2005 - 12/15/2008

AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)

TX

04/26/2000 - 09/15/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 05/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/29/2006

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 03/24/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/30/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/11/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christine Anne Kemp-hughes.
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