Unclaimed
Christine Nawrot is an investment advisor representative at Wells Fargo Clearing Services, LLC. Christine has been in the securities industry since December 3, 2002, and holds FINRA Series 7, 66, and SIE licenses. Christine is currently registered with the securities authorities of California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Maryland, Massachusetts, Montana, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, Washington, and West Virginia. Christine is also registered with the securities authorities of the District of Columbia, Maryland, and Texas for investment advisory services. Christine was previously employed by UBS Financial Services Inc. in Baltimore, Maryland. Christine's primary business is providing investment advice to individuals and businesses. Christine provides financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/11/2019 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
12/04/2002 - 11/12/2012
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
BOTH
Issued 09/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christine Nawrot is the right advisor for you? Invested Better is here to help.