Unclaimed
Christine Ann Smith is a financial advisor with over 24 years of experience in the financial industry. She is currently registered with Ameriprise Financial Services, LLC, and has held previous positions at IDS Life Insurance Company. Christine has a wide range of licenses and certifications, including Series 7, 9, 10, 24, 51, 63, and 65. She is also registered to provide investment advisory services in several states. Christine specializes in a variety of financial planning needs, including retirement planning, college savings, and estate planning. She is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
08/13/1998 - Present
Ameriprise Financial Services, LLC (DALEVILLE VA)
MN
07/16/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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