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Christine Ann Sanford

Fidelity Brokerage Services LLC

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About Christine Ann Sanford

Christine Sanford is a financial advisor with Fidelity Brokerage Services LLC. Christine has been in the financial services industry since 1994. Christine has been a registered representative with a variety of firms and has a wide range of experience in the financial services industry. Christine is registered in 53 states and the District of Columbia, and has passed the Series 7, Series 6, and Series 63 exams, as well as the Securities Industry Essentials Examination (SIE).

Firm Information

Christine Sanford is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Sanford’s Registration & Firm History

MA

07/11/2022 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

CO

04/04/2022 - 06/02/2022

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CT

01/29/2016 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

NY

09/20/2006 - 02/01/2016

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

MA

08/07/2002 - 09/01/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

RI

02/19/1999 - 02/01/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/27/1995 - 12/31/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NA

01/21/1994 - 11/21/1994

BAYBANKS BROKERAGE SERVICES, INC.

NY

12/16/1991 - 01/12/1994

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/22/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1997

Series 7 - General Securities Representative Examination

BC

Issued 12/13/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christine Ann Sanford.
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