Unclaimed
Christine Ann Mullo is a financial professional with over 35 years of experience in the financial services industry. Christine has a strong background in investments and has held positions at several prominent firms, including Allianz Global Investors Distributors LLC, SCORE PRIORITY CORP., IFP Securities, LLC, Barclays Capital Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., TIAA-CREF Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc. Currently, Christine is registered with Voya Investments Distributor, LLC and holds Series 7, 22, 24, 63, 65, 99TO, and SIE licenses. Christine is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/27/2023 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NY
12/06/2021 - 02/21/2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
03/01/2021 - 11/19/2021
SCORE PRIORITY CORP. (NEW YORK NY)
FL
10/07/2019 - 02/26/2021
IFP SECURITIES, LLC (TAMPA FL)
NY
12/12/2011 - 10/31/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/01/2009 - 01/06/2012
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
10/03/2009 - 10/30/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/23/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/11/2003 - 08/18/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
01/22/1997 - 08/18/2005
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
IL
11/07/1990 - 05/02/1996
CBIS FINANCIAL SERVICES, INC. (CHICAGO IL)
AZ
11/19/1989 - 07/25/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
05/06/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/31/1987 - 07/07/1987
RESOURCES DISTRIBUTORS, INCORPORATED
NA
04/23/1985 - 01/09/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
IA
Issued 12/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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