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Christine Ann Giamundo

Mizuho Securities USA LLC

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About Christine Ann Giamundo

Christine Giamundo is a registered representative with Mizuho Securities USA LLC. Christine has been in the financial industry since 2012 and holds the Series 99 and SIE exams. Christine was previously registered with BNP PARIBAS SECURITIES CORP. and BNP PARIBAS PRIME BROKERAGE, INC.

Firm Information

Christine Giamundo is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christine Giamundo’s Registration & Firm History

NJ

12/02/2021 - Present

Mizuho Securities USA LLC (ISELIN NJ)

NY

06/27/2012 - 12/07/2021

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

06/27/2012 - 07/09/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christine Ann Giamundo.
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