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Christine Ann Baker

Charles Schwab & CO., Inc.

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About Christine Ann Baker

Christine Baker is a financial advisor with over 30 years of experience in the industry. Christine has been registered with Charles Schwab & Co., Inc. since September 2011. Prior to that, Christine worked with several other firms including J.W. COLE FINANCIAL, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, and LINCOLN FINANCIAL SECURITIES CORPORATION. Christine holds Series 63, 24, SIE, and 7 licenses. Christine specializes in providing financial planning and investment advice to individuals and businesses.

Firm Information

Christine Baker is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christine Baker’s Registration & Firm History

GA

09/26/2011 - Present

Charles Schwab & CO., Inc. (Sandy Springs GA)

FL

01/14/2010 - 07/19/2011

J.W. COLE FINANCIAL, INC. (TAMPA FL)

GA

06/04/2008 - 01/12/2010

LINCOLN FINANCIAL ADVISORS CORPORATION (ATLANTA GA)

IN

06/04/2008 - 01/12/2010

LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)

GA

02/25/2004 - 05/29/2007

NATIONAL FINANCIAL SERVICES LLC (ATLANTA GA)

NE

09/13/2001 - 01/02/2004

SECURITIES AMERICA, INC. (LAVISTA NE)

CA

01/20/2000 - 12/14/2000

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

GA

09/24/1987 - 01/20/2000

FSC SECURITIES CORPORATION (ATLANTA GA)

NY

12/22/1987 - 09/05/1989

MONY SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/1987

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christine Ann Baker.
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