Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christina? Claim Your ProfileChristina Zutter is a financial advisor with UBS Financial Services Inc. She is registered with the state of New Jersey and New York. Christina has over 8 years of experience in the financial services industry. She holds the Series 7 and Series 66 licenses as well as the SIE. She is also registered with the Financial Industry Regulatory Authority (FINRA). Prior to joining UBS, Christina was employed by ICAP SECURITIES USA LLC, ICAP CORPORATES LLC, and BROKERTEC AMERICAS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NJ
12/13/2016 - 04/25/2017
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
02/17/2016 - 04/25/2017
ICAP CORPORATES LLC (NEW YORK NY)
NY
11/24/2015 - 02/17/2016
BROKERTEC AMERICAS LLC (NEW YORK NY)
BOTH
Issued 06/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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