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Christina Takako Bauer-dobias

Tiaa-Cref Individual & Institutional Services, LLC

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About Christina Takako Bauer-dobias

Christina Bauer-dobias is a registered representative with Tiaa-Cref Individual & Institutional Services, LLC. Christina has been in the industry since 2003 and holds licenses in Series 31, Series 7, and Series 66. Christina is also registered as an investment advisor representative in New York. Her previous employers include Healthcare Community Securities Corp. and Cammack Larhette Brokerage, Inc. Christina's specialties include portfolio management for individuals and financial planning.

Firm Information

Christina Bauer-dobias is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Christina Bauer-dobias’s Registration & Firm History

NY

02/27/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (MELVILLE NY)

NY

10/09/2014 - 02/01/2024

HEALTHCARE COMMUNITY SECURITIES CORP. (Melville NY)

NY

07/10/2013 - 10/17/2014

CAMMACK LARHETTE BROKERAGE, INC. (NEW YORK NY)

NY

09/24/2004 - 06/06/2013

LINCOLN FINANCIAL ADVISORS CORPORATION (NEW YORK NY)

IN

09/24/2004 - 06/12/2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NY

07/29/2002 - 09/05/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 08/21/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 07/26/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christina Takako Bauer-dobias.
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