Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christina? Claim Your ProfileChristina Smith is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since February 6, 2001. Christina has experience working with a wide range of clients, including high-net-worth individuals, corporations, and institutional clients. Christina has passed numerous FINRA and state licensing exams including Series 7, 9, 10, 31, and 66. Christina is also a licensed investment advisor in Tennessee and Texas. Prior to joining Wells Fargo, Christina worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Nashville, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/25/2015 - Present
Wells Fargo Clearing Services, LLC (BRENTWOOD TN)
TN
02/07/2001 - 11/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
BOTH
Issued 02/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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