Unclaimed
Christina Nielson is a financial advisor with Dai Securities, LLC. Christina has over 17 years of experience in the financial services industry and is registered in 31 states. Christina is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/07/2019 - Present
DAI Securities, LLC (Costa Mesa CA)
CA
06/13/2012 - 10/09/2019
PRIMEX (COSTA MESA CA)
CA
10/17/2011 - 05/09/2012
DFPG INVESTMENTS, INC. (COSTA MESA CA)
UT
05/02/2011 - 09/27/2011
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
CA
01/06/2005 - 04/29/2011
OMNI BROKERAGE, INC. (ORANGE CA)
CA
10/27/2004 - 12/06/2004
EMPIRE SECURITIES CORPORATION (EL SEGUNDO CA)
BC
Issued 11/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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