Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christina? Claim Your ProfileChristina Spiro is a financial advisor who has been in the industry since 1997. Currently, Christina is registered with UBS Financial Services Inc. and has been with the firm since 2015. Previously, Christina has worked for CREDIT SUISSE SECURITIES (USA) LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., CITICORP INVESTMENT SERVICES, CIBC WORLD MARKETS, JW CHARLES CLEARING CORP., PRUDENTIAL SECURITIES INCORPORATED, and JOSEPHTHAL LYON & ROSS INCORPORATED. Christina is registered with the following state regulators: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia, and Wyoming. Christina offers a variety of services, including financial planning, pension consulting, and portfolio management. Christina also provides educational seminars and publications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/29/2008 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 10/15/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/10/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/06/1999 - 11/29/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/12/1998 - 09/15/1999
CIBC WORLD MARKETS (NEW YORK NY)
FL
05/01/1998 - 07/31/1998
JW CHARLES CLEARING CORP. (BOCA RATON FL)
NY
04/23/1997 - 02/10/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/10/1997 - 03/13/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
BC
Issued 05/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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