Unclaimed
Christina Sperling is a financial advisor at PFS Investments Inc., and is licensed to offer securities and investment advisory services in multiple states. Christina has been in the financial services industry for a short time, passing the Series 6TO, Series 63 and SIE exams. She has also passed the Series 26 exam to offer investment company products. Christina is dedicated to providing financial guidance and personalized portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WA
08/30/2021 - Present
PFS Investments Inc. (VANCOUVER WA)
BC
Issued 09/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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