Unclaimed
Christina Marie Richiez is a financial professional with over 2 years of experience in the financial services industry. Christina holds the Series 7TO, Series 63 and SIE licenses. Christina is currently registered with Fidelity Brokerage Services LLC. Previously, Christina was registered with VANGUARD MARKETING CORPORATION. Christina is licensed to provide financial advice and services in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
04/10/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
08/19/2022 - 03/22/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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