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Christina Marie Harmon

Northwestern Mutual Investment Services, LLC

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About Christina Marie Harmon

Christina Harmon is a financial advisor with Northwestern Mutual Investment Services, LLC. Christina has been in the financial services industry since 2008. Christina is registered with FINRA and the state of Kentucky.

Firm Information

Christina Harmon is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christina Harmon’s Registration & Firm History

KY

11/05/2020 - Present

Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)

KY

10/18/2019 - 10/30/2020

ROBERT W. BAIRD & CO. INCORPORATED (LOUISVILLE KY)

KY

03/20/2015 - 10/18/2019

J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)

OH

03/22/2013 - 03/10/2015

JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)

KY

11/17/2008 - 03/21/2013

J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)

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Licenses & Designations

BOTH

Issued 04/09/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christina Marie Harmon.
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