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Christina Marie Chartier

National Financial Services LLC

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About Christina Marie Chartier

Christina Marie Chartier is a financial professional with over 25 years of experience in the industry. She is currently registered with National Financial Services LLC. Christina has a wide range of experience in the financial services industry, having previously worked at Fidelity Brokerage Services LLC and Prudential Securities Incorporated.

Firm Information

Christina Chartier is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christina Chartier’s Registration & Firm History

MA

11/22/2000 - Present

National Financial Services LLC (BOSTON MA)

MA

11/21/2000 - 03/01/2018

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

NY

06/19/1997 - 10/31/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/28/2014

Series 24 - General Securities Principal Examination

BC

Issued 02/01/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/30/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/05/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christina Marie Chartier.
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