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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christina? Claim Your ProfileChristina Caldwell is a financial advisor who has been in the industry since 2001. Christina is currently registered with Cambridge Investment Research Advisors, Inc. Christina has experience with Cambridge Investment Research Advisors, Inc. U.S. BANCORP INVESTMENTS, INC., UVEST FINANCIAL SERVICES GROUP, INC., LINCOLN INVESTMENT PLANNING, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and DST SECURITIES, INC. Christina offers a range of financial services including portfolio management, financial planning, and educational seminars. Christina has passed several industry exams including Series 6, 7, 24, 52, 53, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
06/17/2013 - Present
Cambridge Investment Research Advisors, Inc. (Lexington MO)
MO
02/02/2006 - 11/05/2010
U.S. BANCORP INVESTMENTS, INC. (EDGERTON MO)
NC
10/27/2003 - 10/18/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
PA
02/14/2001 - 10/21/2003
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
MO
07/01/1999 - 02/09/2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
07/06/1994 - 08/28/1995
DST SECURITIES, INC. (KANSAS CITY MO)
IA
Issued 07/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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