Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christina? Claim Your ProfileChristina Smith is a financial advisor with over 24 years of experience in the financial services industry. Christina has been with Wells Fargo Clearing Services, LLC since July 2011, and previously worked for ING FINANCIAL PARTNERS, INC. and MORGAN STANLEY SMITH BARNEY. Christina holds Series 63, SIE, and Series 7 licenses and is registered to provide financial advice in 36 states. Christina specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/22/2011 - Present
Wells Fargo Clearing Services, LLC (ALBANY NY)
NY
04/14/2010 - 06/01/2011
ING FINANCIAL PARTNERS, INC. (ALBANY NY)
LA
06/01/2009 - 04/29/2010
MORGAN STANLEY SMITH BARNEY (SHREVEPORT LA)
LA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREVEPORT LA)
MD
06/09/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
02/16/1999 - 05/15/2000
TCL SECURITIES, INC. (RUSTON LA)
NA
07/14/1997 - 07/15/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
NA
04/11/1997 - 07/14/1997
CNB INVESTMENTS, INC.
BC
Issued 12/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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