Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christina? Claim Your ProfileChristina Mondragon is a financial advisor with over 17 years of experience in the industry. Christina is currently registered with Morgan Stanley in Houston, Texas. Before joining Morgan Stanley, Christina worked at J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC. Christina holds Series 7, 63, 66, SIE and 99TO licenses. Christina provides portfolio management, financial planning, pension consulting, and educational seminars to clients. Christina is also a Registered Investment Advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
05/18/2022 - Present
Morgan Stanley (Houston TX)
TX
01/28/2015 - 05/06/2022
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
03/14/2014 - 12/17/2014
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
03/28/2013 - 03/13/2014
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/17/2012 - 03/14/2013
PARK AVENUE SECURITIES LLC (HOUSTON TX)
TX
12/15/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DEER PARK TX)
NY
03/05/2003 - 11/11/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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