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Christina Faith Davis

Northwestern Mutual Investment Services, LLC

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About Christina Faith Davis

Christina Faith Davis is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Christina has been in the industry since 2019 and holds Series 63, 65, 7, and SIE licenses. Christina is registered in 53 states and the District of Columbia, including New York, where she is currently employed. Christina provides investment research and referrals to other advisors.

Firm Information

Christina Davis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christina Davis’s Registration & Firm History

NY

01/06/2025 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NY

11/17/2023 - 01/09/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)

GA

05/02/2022 - 11/01/2022

TRIAD ADVISORS LLC (ATLANTA GA)

NC

01/28/2022 - 04/06/2022

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

MO

05/27/2021 - 08/24/2021

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

NC

07/09/2019 - 04/17/2020

MORGAN STANLEY (CORNELIUS NC)

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Licenses & Designations

IA

Issued 07/09/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Christina Faith Davis. Review regulatory record here.
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