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Christina Estelle Battaglia gatewood

Northwestern Mutual Investment Services, LLC

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About Christina Estelle Battaglia gatewood

Christina Estelle Battaglia gatewood is a financial professional with over 20 years of experience in the industry. Christina is currently registered with Northwestern Mutual Investment Services, LLC and holds Series 6, Series 63, and SIE licenses. Christina has been active in the financial industry since July 2003, with a strong track record in serving clients across various states, including Florida, California, Pennsylvania, and more. Christina's commitment to providing professional financial guidance is evident in her extensive experience and dedication to her clients.

Firm Information

Christina Battaglia gatewood is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christina Battaglia gatewood’s Registration & Firm History

FL

07/14/2003 - Present

Northwestern Mutual Investment Services, LLC (TAMPA FL)

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Licenses & Designations

BC

Issued 01/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christina Estelle Battaglia gatewood.
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