Unclaimed
Christina Kidwell is a financial advisor with Axos Clearing LLC. She has been in the financial services industry for over 9 years. Christina has passed the Series 6, 7TO, and 63 exams and holds a Series 63 license in Colorado. She was previously registered with Fidelity Brokerage Services LLC, GWFS Equities, Inc., and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/06/2022 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
07/30/2020 - 09/20/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
09/18/2019 - 01/03/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
09/18/2012 - 07/19/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 10/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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