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Christina Bernstein

SG Americas Securities, LLC

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About Christina Bernstein

Christina Bernstein is a financial professional with over 15 years of experience in the securities industry. Christina is currently registered with SG Americas Securities, LLC, and is licensed to provide securities-related services in all 50 states and the District of Columbia. Previously, Christina worked at Truist Securities, Inc., KeyBanc Capital Markets Inc., Susquehanna Financial Group, LLLP, Cantor Fitzgerald & Co., and J.P. Morgan Securities Inc. Christina holds FINRA Series 7, Series 24 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam.

Firm Information

Christina Bernstein is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christina Bernstein’s Registration & Firm History

NY

08/18/2022 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

01/08/2019 - 06/22/2022

TRUIST SECURITIES, INC. (NEW YORK NY)

NY

02/16/2012 - 01/04/2019

KEYBANC CAPITAL MARKETS INC. (New York NY)

NY

07/14/2010 - 12/16/2011

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

09/03/2008 - 07/06/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

09/28/2006 - 08/04/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christina Bernstein.
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