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Christin Nicole O'Brien

Franklin Distributors, LLC

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About Christin Nicole O'Brien

Christin Nicole O'Brien is a registered representative with Franklin Distributors, LLC. Christin has been in the securities industry since 2007. Christin has passed the Series 63, Series 7 and SIE exams. Christin is currently registered with the state of California and North Carolina. Christin was previously registered with Franklin/Templeton Distributors, Inc., Blackrock Investments, LLC, Blackrock Fund Distribution Company and Barclays Global Investors Services.

Firm Information

Christin O'Brien is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christin O'Brien’s Registration & Firm History

CT

07/07/2021 - Present

Franklin Distributors, LLC (STAMFORD CT)

CA

03/13/2017 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CA

01/03/2012 - 04/14/2016

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

11/06/2009 - 12/31/2011

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

CA

03/07/2006 - 12/31/2009

BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christin Nicole O'Brien.
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