Unclaimed
Christin Nicole O'Brien is a registered representative with Franklin Distributors, LLC. Christin has been in the securities industry since 2007. Christin has passed the Series 63, Series 7 and SIE exams. Christin is currently registered with the state of California and North Carolina. Christin was previously registered with Franklin/Templeton Distributors, Inc., Blackrock Investments, LLC, Blackrock Fund Distribution Company and Barclays Global Investors Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/07/2021 - Present
Franklin Distributors, LLC (STAMFORD CT)
CA
03/13/2017 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
01/03/2012 - 04/14/2016
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
03/07/2006 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
BC
Issued 04/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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