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Christin Kelly Bay

DFA Securities LLC

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About Christin Kelly Bay

Christin Kelly Bay is a financial advisor with DFA Securities LLC. Christin has been in the financial industry since 2015 and is registered in 49 states and the District of Columbia. Christin's previous employers include AON Securities LLC, Sanford C. Bernstein & Co., LLC and Ameriprise Financial Services, Inc. Christin has a Series 66, Series 7, and SIE licenses.

Firm Information

Christin Bay is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christin Bay’s Registration & Firm History

NC

04/19/2022 - Present

DFA Securities LLC (CHARLOTTE NC)

IL

09/18/2017 - 04/12/2022

AON SECURITIES LLC (CHICAGO IL)

IL

03/06/2008 - 12/26/2008

SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)

MI

09/26/2006 - 01/02/2008

AMERIPRISE FINANCIAL SERVICES, INC. (TROY MI)

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Licenses & Designations

BOTH

Issued 10/10/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christin Kelly Bay. Review regulatory record here.
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