Unclaimed
Christin Kelly Bay is a financial advisor with DFA Securities LLC. Christin has been in the financial industry since 2015 and is registered in 49 states and the District of Columbia. Christin's previous employers include AON Securities LLC, Sanford C. Bernstein & Co., LLC and Ameriprise Financial Services, Inc. Christin has a Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/19/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
IL
09/18/2017 - 04/12/2022
AON SECURITIES LLC (CHICAGO IL)
IL
03/06/2008 - 12/26/2008
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
MI
09/26/2006 - 01/02/2008
AMERIPRISE FINANCIAL SERVICES, INC. (TROY MI)
BOTH
Issued 10/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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