Unclaimed
Christie Sunyoung Yoo is a registered representative with Fidelity Brokerage Services LLC. Christie is a licensed professional who holds the Series 63, Series 7, Series 9, Series 10 and Series 99TO licenses. Christie has been in the industry since 2022 and is currently located at the Fidelity Brokerage Services LLC branch in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/23/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2024
Series 99TO - Operations Professional Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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