Unclaimed
Christie McMillan is a financial advisor with Scotia Capital (usa) Inc. Christie is registered with the Financial Industry Regulatory Authority (FINRA) and has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), and the Uniform Securities Agent State Law Examination (Series 63). Christie is licensed to sell securities in 52 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/08/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 06/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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