Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christie? Claim Your ProfileChristie Louise Smith is a financial professional with over 40 years of experience in the industry. Christie is registered with Stifel, Nicolaus & Company, Inc. in Pennsylvania and Texas. Previously, Christie has worked with other firms including Ryan Beck & Co., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, First Capital Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Butcher & Singer Inc. Christie holds the Series 4, 7, 9, 10, 24, 27, 31, 52, 53, 63 and 65 licenses as well as the SIE and Series 99TO licenses. Christie holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/16/2023 - Present
Stifel, Nicolaus & Company, Inc. (YORK PA)
PA
08/03/2006 - 07/10/2007
RYAN BECK & CO. (YORK PA)
PA
02/21/2006 - 08/15/2006
CITIGROUP GLOBAL MARKETS INC. (YORK PA)
MD
09/25/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
10/01/1987 - 09/22/2000
FIRST CAPITAL BROKERAGE SERVICES, INC. (YORK PA)
NA
01/31/1984 - 10/08/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/22/1982 - 01/10/1984
BUTCHER & SINGER INC.
IA
Issued 02/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/1994
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/1994
Series 24 - General Securities Principal Examination
BC
Issued 09/03/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/20/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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