Unclaimed
Christie Leigh Horne is a financial advisor at Northwestern Mutual Investment Services, LLC. Christie Leigh Horne is registered with FINRA and holds the Series 6, Series 7, and Series 63 licenses, as well as the SIE. Christie Leigh Horne has been in the industry since August 13, 2015. Christie Leigh Horne is licensed in 31 states. Northwestern Mutual Investment Services, LLC is an investment advisor registered with the SEC. The firm provides a variety of investment advisory services to individuals, corporations, and other entities. The firm's main office is located in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/14/2015 - Present
Northwestern Mutual Investment Services, LLC (MEQUON WI)
BC
Issued 09/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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