Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christie? Claim Your ProfileChristie Duggan is a financial professional registered with Northwestern Mutual Investment Services, LLC. She has been in the industry since 2019 and currently holds a Series 63, Series 7TO, and SIE license. Christie is registered in several states across the US, including Louisiana, Florida, Texas, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
04/20/2019 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
BC
Issued 08/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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